Best Investors Account Sign in

Kenneth Hwan Chung

J.P. Morgan Securities LLC

Cerritos, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-09
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2016-03-09
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

13223 South Street, Cerritos, CA 90703 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cerritos CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Cerritos CA 06/2025 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Cerritos, CA
    Cerritos, CA
    Artesia, CA
  • 2008-01-23 → 2009-05-02
    Wamu Investments, Inc.
    Cerritos, CA
    Pasadena, CA
    Fullerton, CA
    Norwalk, CA
    Fullerton, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-09
S63 Uniform Securities Agent State Law Examination 1998-12-11
  • S65 Uniform Investment Adviser Law Examination
    2000-08-09
  • S63 Uniform Securities Agent State Law Examination
    1998-12-11
Other Names
  • Kenneth Huan Chung

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.
LPL FINANCIAL LLC
FOUNDATIONS INVESTMENT ADVISORS LLC
PURE WEALTH MANAGEMENT
KESTRA ADVISORY SERVICES, LLC
CITIGROUP GLOBAL MARKETS INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

KATSUKO YAMABE
MAX MASAAKI YAMAGUCHI
AKIHIKO MOGI
KATHARINE MARIE KANITRA
BRENT RICHARD KANITRA
GEORGE EUGENE WASHINGTON
Jason Tani
ROBERTO EPIGMENIO GUZMAN

Other Offices

PFS INVESTMENTS INC. · CERRITOS, CA
LPL FINANCIAL LLC · CERRITOS, CA
FOUNDATIONS INVESTMENT ADVISORS LLC · CERRITOS, CA
PURE WEALTH MANAGEMENT · CERRITOS, CA
PURE WEALTH MANAGEMENT · Cerritos, CA
KESTRA ADVISORY SERVICES, LLC · Cerritos, CA
LPL FINANCIAL LLC · CERRITOS, CA
PFS INVESTMENTS INC. · CERRITOS, CA

More in Cerritos, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor