Kenneth Hwan Chung

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Cerritos, CA
• 06/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Cerritos, CA

Previous Registrations

• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Cerritos, CA
  Cerritos, CA
  Artesia, CA
• 2008-01-23 → 2009-05-02
  Wamu Investments, Inc.
  Cerritos, CA
  Pasadena, CA
  Fullerton, CA
  Norwalk, CA
  Fullerton, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-09
• S63 Uniform Securities Agent State Law Examination
  1998-12-11

Other Names

• Kenneth Huan Chung