James Gerard Steproe

Current Employers

Capitol Wealth Management

3 North Spring St Suite 200, Concord, NH 03301 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2017-05-04

NH RA
APPROVED

Since 2017-05-04

Branch Locations

3 North Spring St Suite 200, Concord, NH 03301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Boston Asset Management, Inc.	Concord	NH	01/2016	03/2017
Capitol Wealth Management Llc	Concord	NH	05/2017	Present

01/2016 → 03/2017

Boston Asset Management, Inc.

Concord, NH
05/2017 → Present

Capitol Wealth Management Llc

Concord, NH

Previous Registrations

2016-05-04 → 2017-04-28

Boston Asset Management, Inc.

Concord, NH

Clearwater, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-04
S66	Uniform Combined State Law Examination	2001-06-20
S63	Uniform Securities Agent State Law Examination	1998-03-04

S65 Uniform Investment Adviser Law Examination

2016-05-04
S66 Uniform Combined State Law Examination

2001-06-20
S63 Uniform Securities Agent State Law Examination

1998-03-04

View on SEC IAPD

Current Employers

Capitol Wealth Management

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews