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280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-09-15 |
Branch Locations
280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Verity Asset Management | Durham | NC | 06/2014 | Present |
1) Thalweg Capital Management, LLC.; Not investment-related; Raleigh, NC; Real estate; Board member; Board member; 04/2025; 5 hours per month; 5 during market hours; Provide oversight and governance. 2) Safepoint Insurance Company, Inc.; Investment-related, Tampa, FL; Venture Capital; Board member; Board member; 09/2025; 10 hours per month; 8 during market hours; Provide oversight and governance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-29 |
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