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Current Employers
Wealthspire Retirement Advisory

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
  • MD RA
    APPROVED
    Since 2025-01-01

Branch Locations

6903 Rockledge Dr 14Th Floor, Bethesda, MD 20817 • United States

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Broker Dealer, Inc. Roseland NJ 12/2008 09/2020
Nfp Retirement Inc. Aliso Viejo CA 03/2021 10/2025
Unemployed Bethesta MD 09/2020 03/2021
Wealthspire Retirement Advisory Aliso Viejo CA 10/2025 Present
  • 12/2008 → 09/2020
    Adp Broker Dealer, Inc.
    Roseland, NJ
  • 03/2021 → 10/2025
    Nfp Retirement Inc.
    Aliso Viejo, CA
  • 09/2020 → 03/2021
    Unemployed
    Bethesta, MD
  • 10/2025 → Present
    Aliso Viejo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-20
S63 Uniform Securities Agent State Law Examination 2009-02-10
  • S65 Uniform Investment Adviser Law Examination
    2022-04-20
  • S63 Uniform Securities Agent State Law Examination
    2009-02-10

View on SEC IAPD

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