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120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-01 |
Branch Locations
6903 Rockledge Dr 14Th Floor, Bethesda, MD 20817 • United States
120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp Broker Dealer, Inc. | Roseland | NJ | 12/2008 | 09/2020 |
| Nfp Retirement Inc. | Aliso Viejo | CA | 03/2021 | 10/2025 |
| Unemployed | Bethesta | MD | 09/2020 | 03/2021 |
| Wealthspire Retirement Advisory | Aliso Viejo | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-10 |
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