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Current Employers
Binvesting

5075 Westheimer Rd. Suite 975W, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-20
  • TX RA
    APPROVED
    Since 2025-05-20

Branch Locations

5075 Westheimer Rd. Suite 975W, Houston, TX 77056 • United States

Banorte Asset Management, Inc.

5075 Westheimer Suite 975W, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-02
  • TX RA
    APPROVED
    Since 2024-01-02

Branch Locations

5075 Westheimer Suite 975W, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 06/2009 09/2021
Pnc Managed Account Solutions, Inc. Houston TX 10/2010 12/2023
Bbva Securities Inc. Houston TX 05/2013 09/2021
Pnc Investments Houston TX 09/2021 12/2023
Banorte Securities International, Ltd Houston TX 12/2023 05/2026
Banorte Asset Management, Inc. Houston TX 12/2023 05/2026
Banorte Ventures Ltd. Houston TX 03/2024 05/2026
Banorte Securities International, Ltd. Houston TX 04/2026 Present
Banorte Asset Management, Inc. Houston TX 04/2026 Present
  • 06/2009 → 09/2021
    Compass Bank
    Birmingham, AL
  • 10/2010 → 12/2023
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 05/2013 → 09/2021
    Bbva Securities Inc.
    Houston, TX
  • 09/2021 → 12/2023
    Pnc Investments
    Houston, TX
  • 12/2023 → 05/2026
    Banorte Securities International, Ltd
    Houston, TX
  • 12/2023 → 05/2026
    Houston, TX
  • 03/2024 → 05/2026
    Banorte Ventures Ltd.
    Houston, TX
  • 04/2026 → Present
    Banorte Securities International, Ltd.
    Houston, TX
  • 04/2026 → Present
    Houston, TX
Previous Registrations
  • 2022-01-11 → 2023-12-01
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2021-09-21 → 2021-12-31
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2010-10-15 → 2021-09-20
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
  • 2010-04-05 → 2010-10-15
    St Johns Wealth Management
    Houston, TX
  • 2009-11-02 → 2010-03-12
    Bbva Compass Investment Solutions, Inc
    Houston, TX
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-28
S63 Uniform Securities Agent State Law Examination 2004-08-30
  • S65 Uniform Investment Adviser Law Examination
    2009-10-28
  • S63 Uniform Securities Agent State Law Examination
    2004-08-30
Other Names
  • Juancarlos Barraza

View on SEC IAPD

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