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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-01 |
| NE | RA | APPROVED | 2025-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Omaha | NE | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Omaha | NE | 11/2016 | 04/2024 |
| Stifel, Nicolaus & Company, Incorporated | Omaha | NE | 04/2024 | 06/2025 |
| Wells Fargo Clearing Services, Llc | Omaha | NE | 06/2025 | Present |
Chef Hattam Catering; 1228 S 6th Street Omaha NE 68108; Caterer; Administrative; Replying to emails inquiries and menu proposals; 06/01/2017; 5.00hrs/week; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-07 |
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