Jeffrey David Soares

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → Present
  Principal Securities
  Melville, NY
• 09/2021 → Present
  Union Financial, Inc.
  Melville, NY

Other Businesses

**OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, FIXED ANNUITIES, LONG TERM CARE INSURANCE AND DISABILITY INSURANCE THROUGH VARIOUS CARRIERS, 12/18/14. **State of New York, CE Monitor, 07/13/17. **SOARING WEALTH MANAGEMENT POSITION: President NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 48 South Service Road, Suite 402, Melville NY 11747, United States DESCRIPTION: Created an S Corp for tax purposes as advised by CPA. Not going to receive payments through this, etc.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-07-14

Other Names

• Jeff Soares