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Steven Charles Bates

Advocates Wealth Planning

Houston, TX

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Current Employers
Advocates Wealth Planning

920 Memorial City Way Suite 250, Houston, TX 77024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-14
  • TX RA
    APPROVED
    Since 2023-07-14

Branch Locations

920 Memorial City Way Suite 250, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bridgeway Capital Management Houston TX 03/2004 02/2020
Stegent Equity Advisors Inc. Houston TX 05/2020 Present
Stegent Financial Services, Pc Houston TX 05/2020 Present
  • 03/2004 → 02/2020
    Bridgeway Capital Management
    Houston, TX
  • 05/2020 → Present
    Houston, TX
  • 05/2020 → Present
    Stegent Financial Services, Pc
    Houston, TX
Previous Registrations
Other Businesses

1. Chuck Bates Consulting; not investment-related; home office; consulting; owner; 1/1/2020 start date; 0 hours devoted; 0 hours during trading hours; occasional business consulting 2. College Aid Pro; not investment-related;10 Federal St. #410, Salem, MA 01970; higher education consulting ; 1099 employee; College Funding Expert; 8/2022; >5 hours/month 0 hours during trading hours; choosing a college, cost analysis, aid, applications, appeals

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-17
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    2020-08-17
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Other Names
  • Chuck Bates
  • Steven Charles Bates

View on SEC IAPD

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