Neely Kay Thomsen

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1997 → 12/2021
  Ameritrade
  Bellevue, NE
• 04/2006 → 02/2017
  Td Waterhouse Investor Services, Inc.
  Bellevue, NE
• 12/2021 → Present
  Charles Schwab & Co., Inc.
  Omaha, NE
• 04/2022 → Present
  Charles Schwab Bank, Ssb
  Omaha, NE
• 04/2022 → Present
  Charles Schwab Premiere Bank
  Omaha, NE
• 04/2022 → Present
  Charles Schwab Trust Bank
  Omaha, NE

Previous Registrations

• 2006-07-28 → 2022-01-19
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Fort Worth, TX
  Omaha, NE
  Omaha, NE
• 2006-07-28 → 2017-02-09
  Td Ameritrade Investment Management, Llc
  Bellevue, NE
  Omaha, NE
  Omaha, NE

Exams

• S66 Uniform Combined State Law Examination
  2006-07-21
• S63 Uniform Securities Agent State Law Examination
  1999-01-29