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Neely Kay Thomsen

Charles Schwab & Co., Inc.

Westlake, TX

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-01-26
  • NE RA
    APPROVED
    Since 2022-01-26

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritrade Bellevue NE 11/1997 12/2021
Td Waterhouse Investor Services, Inc. Bellevue NE 04/2006 02/2017
Charles Schwab & Co., Inc. Omaha NE 12/2021 Present
Charles Schwab Bank, Ssb Omaha NE 04/2022 Present
Charles Schwab Premiere Bank Omaha NE 04/2022 Present
Charles Schwab Trust Bank Omaha NE 04/2022 Present
  • 11/1997 → 12/2021
    Ameritrade
    Bellevue, NE
  • 04/2006 → 02/2017
    Td Waterhouse Investor Services, Inc.
    Bellevue, NE
  • 12/2021 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 04/2022 → Present
    Charles Schwab Bank, Ssb
    Omaha, NE
  • 04/2022 → Present
    Charles Schwab Premiere Bank
    Omaha, NE
  • 04/2022 → Present
    Charles Schwab Trust Bank
    Omaha, NE
Previous Registrations
  • 2006-07-28 → 2022-01-19
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Fort Worth, TX
    Omaha, NE
    Omaha, NE
  • 2006-07-28 → 2017-02-09
    Td Ameritrade Investment Management, Llc
    Bellevue, NE
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-21
S63 Uniform Securities Agent State Law Examination 1999-01-29
  • S66 Uniform Combined State Law Examination
    2006-07-21
  • S63 Uniform Securities Agent State Law Examination
    1999-01-29

View on SEC IAPD

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