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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-23
NY RA APPROVED 2022-03-31
  • FL RA
    APPROVED
    Since 2025-01-23
  • NY RA
    APPROVED
    Since 2022-03-31

Branch Locations

Palm Beach Gardens, FL • United States

572 Titus Ave, Rochester, NY 14617 • United States

Tappan, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New City NY 03/2011 11/2016
Wells Fargo Clearing Services, Llc New City NY 11/2016 03/2022
Wells Fargo Advisors Financial Network, Llc Pearl River NY 03/2022 Present
Previous Registrations
Other Businesses

RCCR ASSOCIATES LLC, INV RELATED, TAPPAN, NY, 100% OWNERSHIP, START 1/26/2022, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-18
S63 Uniform Securities Agent State Law Examination 1998-05-13
  • S65 Uniform Investment Adviser Law Examination
    1998-06-18
  • S63 Uniform Securities Agent State Law Examination
    1998-05-13
Other Names
  • Bruce Alex Bortniker

View on SEC IAPD

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