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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-23 |
| NY | RA | APPROVED | 2022-03-31 |
Branch Locations
Palm Beach Gardens, FL • United States
572 Titus Ave, Rochester, NY 14617 • United States
Tappan, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New City | NY | 03/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New City | NY | 11/2016 | 03/2022 |
| Wells Fargo Advisors Financial Network, Llc | Pearl River | NY | 03/2022 | Present |
RCCR ASSOCIATES LLC, INV RELATED, TAPPAN, NY, 100% OWNERSHIP, START 1/26/2022, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-13 |
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