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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2007-01-18
  • FL RA
    APPROVED
    Since 2007-01-18

Branch Locations

9695 W Broward Blvd, Plantation, FL 33324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Williams & Associates Plantation FL 11/1996 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2000 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2006 Present
  • 11/1996 → Present
    Williams & Associates
    Plantation, FL
  • 06/2000 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2006 → Present
    Schaumburg, IL
Other Businesses

1) WILLIAMS & ASSOCIATES, CPA'S, PA NON-INVESTMENT RELATED PLANTATION, FL ACCOUNTING, CPA, TAX ETC. OWNER 40 HOURS PER WEEK START DATE 10/1996 2) NAME OF OTHER BUSINESS: 9695 ENTERPRISES, LLC ; INVESTMENT RELATED: NO; ADDRESS: 9695 W BROWARD BLVD PLANTATION, FL 33324; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 07/2011 ; POSITION/TITLE/RELATIONSHIP: MEMBER ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: OWN LAND AND BUILDING THAT HOUSES CPA FIRM ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
  • S66 Uniform Combined State Law Examination
    2007-01-16
Other Names
  • Douglas Williams

View on SEC IAPD

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