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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2015-09-18 |
Branch Locations
6340 Sugarloaf Pkwy, Ste 200, Duluth, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Duluth | GA | 01/2011 | Present |
| Mitchell Chase Jones Foundation, Inc. | Duluth | GA | 07/2010 | Present |
1. 9/17/2015: Wealth Integrity Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 09/08/2016 - 160 Hours Per Month/7 Hours During Securities Trading - Services offered are securities, advisory and life insurance agent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-08 |
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