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Mary Louise Ballin

Perigon Wealth Management, LLC

San Francisco, CA

Walnut Creek, CA

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Current Employers
Perigon Wealth Management, Llc

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-16
CA RA APPROVED 2020-05-18
  • TX RA
    APPROVED
    Since 2021-06-16
  • CA RA
    APPROVED
    Since 2020-05-18

Branch Locations

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

1990 North California Blvd. Suite 612, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mosaic Financial Partners, Inc. San Francisco CA 09/2003 10/2018
Private Ocean San Rafael CA 10/2018 05/2020
Perigon Wealth Mangement, Llc Walnut Creek CA 05/2020 Present
  • 09/2003 → 10/2018
    Mosaic Financial Partners, Inc.
    San Francisco, CA
  • 10/2018 → 05/2020
    Private Ocean
    San Rafael, CA
  • 05/2020 → Present
    Perigon Wealth Mangement, Llc
    Walnut Creek, CA
Previous Registrations
  • 2018-10-11 → 2020-05-12
    Wealthspire Advisors
    Walnut Creek, CA
    San Rafael, CA
    San Francisco, CA
  • 2003-09-18 → 2018-10-19
    Mosaic Financial Partners, Inc.
    San Francisco, CA
    Walnut Creek, CA
  • 1999-09-07 → 2003-09-05
    Charles Schwab & Co., Inc.
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-20
S63 Uniform Securities Agent State Law Examination 1998-07-30
  • S65 Uniform Investment Adviser Law Examination
    1999-07-20
  • S63 Uniform Securities Agent State Law Examination
    1998-07-30
Designations
Other Names
  • Mary Louise Wallis

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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