Mary Louise Ballin

Employer firm

Perigon Wealth Management, LLC CRD 131037

$11.3B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2003 → 10/2018
  Mosaic Financial Partners, Inc.
  San Francisco, CA
• 10/2018 → 05/2020
  Private Ocean
  San Rafael, CA
• 05/2020 → Present
  Perigon Wealth Mangement, Llc
  Walnut Creek, CA

Previous Registrations

• 2018-10-11 → 2020-05-12
  Wealthspire Advisors
  Walnut Creek, CA
  San Rafael, CA
  San Francisco, CA
• 2003-09-18 → 2018-10-19
  Mosaic Financial Partners, Inc.
  San Francisco, CA
  Walnut Creek, CA
• 1999-09-07 → 2003-09-05
  Charles Schwab & Co., Inc.
  Denver, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-20
• S63 Uniform Securities Agent State Law Examination
  1998-07-30

Designations

• Certified Financial Planner

Other Names

• Mary Louise Wallis