Bradley James Scott

Current Employers

Employment History

• 04/2012 → Present
  Lpl Financial, Llc
  Petaluma, CA
• 06/2013 → 09/2021
  Slr Asset Management, Llc
  Petaluma, CA
• 01/2021 → Present
  Allpoint Financial Group
  Petaluma, CA

Previous Registrations

• 2019-01-16 → 2023-12-09
  Slr Financial
  Santa Rosa, CA
• 2013-08-13 → 2018-12-31
  Slr Financial
  Santa Rosa, CA
• 2009-05-02 → 2012-04-17
  Chase Investment Services Corp.
  Novato, CA
  Novato, CA
  San Rafael, CA
  San Rafael, CA
  Novato, CA
• 2007-06-12 → 2009-05-02
  Wamu Investments, Inc.
  Novato, CA
  Santa Rosa, CA
  Novato, CA
  Novato, CA
  Petaluma, CA

Other Businesses

12/7/2021 - AllPoint Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/01/2021 - 80 Hours Per Month During Securities Trading - Time Spent 60% - I provide investment advisory services through AllPoint Financial Group, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 03/23/2022 - AllPoint Financial Group, LLC- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2022 - 25 Hours Per Month/5 Hours During Securities. 04/08/2022 - Allpoint Tax Services - DBA: AllPoint Financial Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 10/01/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Tax Prep.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-26
• S63 Uniform Securities Agent State Law Examination
  1999-12-22

Other Names

• Scott James Bradley