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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-05-07
  • UT RA
    APPROVED
    Since 2025-05-07

Branch Locations

2910 Washington Boulevard, Ogden, UT 84401 • United States

125 W 12Th St Unit A, Ogden, UT 84404 • United States

750 N Main St, Logan, UT 84321 • United States

84 N Hwy 165, Providence, UT 84332 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schawb Bank Orem UT 08/2009 09/2021
Caron Wealth Management (J.W. Cole Financial) Tampa FL 09/2021 10/2024
J.P. Morgan Securities Llc Ogden UT 05/2025 Present
Jpmorgan Chase Bank, N.A. Ogden UT 05/2025 Present
Unemployed American Fork UT 11/2024 04/2025
  • 08/2009 → 09/2021
    Charles Schawb Bank
    Orem, UT
  • 09/2021 → 10/2024
    Caron Wealth Management (J.W. Cole Financial)
    Tampa, FL
  • 05/2025 → Present
    Ogden, UT
  • 05/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Ogden, UT
  • 11/2024 → 04/2025
    Unemployed
    American Fork, UT
Previous Registrations
  • 2021-09-01 → 2024-10-16
    Lehi, UT
    Tampa, FL
  • 2009-08-14 → 2021-09-17
    Las Vegas, NV
    Colorado Springs, CO
    Sandy, UT
    Cottonwood Heights, UT
  • 2008-04-16 → 2009-07-27
    Cuso Financial Services, L.P.
    Las Vegas, NV
  • 2007-06-29 → 2008-04-10
    Cetera Investment Services Llc
    Henderson, NV
  • 2002-05-08 → 2007-02-01
    Wamu Investments, Inc.
    Las Vegas, NV
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1998-03-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1998-03-03
Other Names
  • Taylor Caron
  • V Caron
  • Victor Taylor Caron

View on SEC IAPD

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