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Andrew T Black

Charles Schwab & Co., Inc.

Portsmouth, NH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-01-26
  • NH RA
    APPROVED
    Since 2022-01-26

Branch Locations

100 Market St. 4Th Floor, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Shore Partners Doing Business As Anytime Fitness Peabody MA 06/2016 Present
Scottrade, Inc. Andover MA 01/2017 09/2018
Td Ameritrade, Inc. Peabody MA 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab And Co., Inc. Andover MA 12/2022 Present
Charles Schwab Bank Ssb Andover MA 12/2022 Present
  • 06/2016 → Present
    North Shore Partners Doing Business As Anytime Fitness
    Peabody, MA
  • 01/2017 → 09/2018
    Scottrade, Inc.
    Andover, MA
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Peabody, MA
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Andover, MA
  • 12/2022 → Present
    Charles Schwab Bank Ssb
    Andover, MA
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Portsmouth, NH
    Portsmouth, NH
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Peabody, MA
    Portsmouth, NH
    Omaha, NE
  • 2017-02-06 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2008-07-22 → 2016-06-06
    Td Ameritrade, Inc.
    Boston, MA
  • 2008-07-22 → 2016-06-06
    Td Ameritrade Investment Management, Llc
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-14
S63 Uniform Securities Agent State Law Examination 1998-03-12
  • S65 Uniform Investment Adviser Law Examination
    2008-07-14
  • S63 Uniform Securities Agent State Law Examination
    1998-03-12
Designations
Other Names
  • Andrew T Rosenzweig
  • Andrew Todd Black

View on SEC IAPD

Other Firms

CHARTER OAK CAPITAL MANAGEMENT
NVEST FINANCIAL, LLC
DAVID WENDELL ASSOCIATES, INC.
KWM FINANCIAL LLC
GOLDEN FINANCIAL SERVICES
ESTATE PLANNERS OF NEW ENGLAND, LLC
PISCATAQUA RESEARCH INC.
PATRIOT ADVISORY GROUP

Other Investors

TODD MICHAEL CESCA
Renee Elizabeth Hickey
KAREN LEE ZARAMBA
JAMES ALLEN BOSSIEUX
KATY MORRISON CARR
SAMUEL RICHARDSON REID
LENA WYAND
SARAH SERLING CLAPP

Other Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH
KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

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