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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-10 |
Branch Locations
17 Sylvan Street Suite 106B, Rutherford, NJ 07070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Rutherford | NJ | 10/2005 | 07/2025 |
| Park Financial Group | Rutherford | NJ | 10/2005 | Present |
| Lpl Financial Llc | Rutherford | NJ | 07/2025 | Present |
1- 07/2025 - David J Mihlon - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/07/2004 - 1 hour per month/ during trading 2- 07/2025 - Park Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/04/2005 - 160 hours per month/ 130 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 1997-11-12 |
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