Peter Daniel Sullivan

Current Employers

Employment History

• 01/1998 → Present
  Sullivan Financial Group
  Helena, MT
• 09/2014 → 06/2021
  Voya Financial Advisors
  Helena, MT
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1998-04-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  Billings, MT
  Midvale, UT
  Helena, MT
  Washougal, WA
  Windsor, CT

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/1997; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2) NAME OF ENTITY: National Association of Insurance and Financial Advisors; Yes; PO BOX 5264; HELENA; MT; 59604; industry organization; local chapter executive committee; 7/1/2009; 12; 12; committee oversees budget, hiring and activities of the local chapter. Make trips to various associations to discuss the current state of affairs| 3) NAME OF ENTITY: Sullivan Financial Group, Inc; Yes; 111 N LAST CHANCE GULCH ST STE 3-C; HELENA; MT; 59601; DBA; part owner; 1/1/2008; 8; 8; DBA for insurance and investments| 4) NAME OF ENTITY: HELENA COMMUNITY CREDIT UNION; No; 3150 N SANDERS AVE; HELENA; MT; 59602; BANKING INSTITUTE; SUPERVISORY COMMITTEE MEMBER; 2/1/2017; 3; 0; ENSURE THAT RECORDS ARE MAINTAINED PROPERLY,ACURATELY.ENSURE THAT MEMBERS RECEIVE THE BEST POSSIBLE SERVICE/ACT AS THE "WATCHDOG" OF THE CREDIT UNION TO PROTECT AND SAFEQUARD MEMBER ASSETS.| 5) NAME OF OTHER BUSINESS: BRICK TOWER, LLC; INVESTMENT RELATED: NO; ADDRESS: 824 HOLTER ST HELENA, MT 59601; NATURE OF BUSINESS: REAL ESTATE; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: OWNER AND OPERATOR OF REAL ESTATE, HOME RENTAL; 6) NAME OF ENTITY: NAIFA-Helena; No; 111 N LAST CHANCE GULCH ST STE 3-C; HELENA; MT; 59601; Insurance; Board Member; 6/1/2012; 4; 4; Recruiting new members, strategize with state lobbyist, participate in continuing education course| 7) NAME OF ENTITY: Helena Rotary Club Foundation; No; 24 WEST 6TH AVENUE; HELENA; MT; 59601; community organization; board member; 7/1/2007; 4; 4; review requests for grants and donations to Helena area non profits and individuals. Review and update necessary reports and processes; 8. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 10/2024; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC. &/OR ASHAR GROUP;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-09
• S63 Uniform Securities Agent State Law Examination
  1997-12-05

Designations