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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-22 |
| TX | RA | APPROVED | 2026-01-22 |
Branch Locations
3540 Toringdon Way Suite 200, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta | GA | 04/2009 | 09/2017 |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 09/2016 | 09/2017 |
| Lpl Financial Llc | Charlotte | NC | 09/2017 | 01/2026 |
| Independent Advisor Alliance, Llc | Charlotte | NC | 09/2017 | 01/2026 |
| Raymond James Financial Services, Inc. | Charlotte | NC | 01/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Charlotte | NC | 01/2026 | Present |
| Know My Plan, Llc | Charlotte | NC | 01/2026 | Present |
(1)Name of Business: CDJW LLC Address: 6824 Cameron Glen Dr, Charlotte, NC, 28210, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/21/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Highland Capital Brokerage Address: 3540 Toringdon Way Ste 200, Charlotte, NC, 28277-4650, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/21/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fixed Insurance (3)Name of Business: Jeff Walters Address: 3540 Toringdon Way Ste 200, Charlotte, NC, 28277-4650, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/21/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Role in relation to this activity: Advisor and Owner/Proprietor\n\nFinancial Advisor (4)Name of Business: Walters Financial LLC Address: 6824 Cameron Glen Dr, Charlotte, NC, 28210, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/21/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Role in relation to this activity: Owner/Proprietor\nNone - LLC is dormant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-14 |
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