Mark C Brown

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith
  Chattanooga, TN
• 07/2011 → Present
  Bank Of America, N.A.
  Chattanooga, TN

Previous Registrations

• 2003-03-19 → 2007-06-08
  Ameriprise Financial Services, Llc
  Chattanooga, TN
  Chattanooga, TN

Other Businesses

I*4623280 Entity Type: N/A Name of OBA: P C L TOD BENEFICIARIES ON FILE Address: Chattanooga, Tennessee, 37402 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/26/2026 Number of Hours: 4, Monthly Number of Hours during trading: 1, Monthly Duties: Child/Grandchild I*4623281 Entity Type: N/A Name of OBA: P C L TOD BENEFICIARIES ON FILE PLEDGED TO ML LENDER Address: Chattanooga, Tennessee, 37402 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/26/2026 Number of Hours: 4, Monthly Number of Hours during trading: 1, Monthly Duties: Child/Grandchild

Exams

• S66 Uniform Combined State Law Examination
  2008-04-16
• S63 Uniform Securities Agent State Law Examination
  1998-01-22

Other Names

• Mark Charles Brown