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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-11-19 |
| TX | RA | APPROVED_RES | 2007-07-10 |
| TN | RA | APPROVED | 2007-06-08 |
Branch Locations
2 Union Sq, Chattanooga, TN 37402 • United States
Flintstone, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Chattanooga | TN | 06/2007 | Present |
| Bank Of America, N.A. | Chattanooga | TN | 07/2011 | Present |
I*4623280 Entity Type: N/A Name of OBA: P C L TOD BENEFICIARIES ON FILE Address: Chattanooga, Tennessee, 37402 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/26/2026 Number of Hours: 4, Monthly Number of Hours during trading: 1, Monthly Duties: Child/Grandchild I*4623281 Entity Type: N/A Name of OBA: P C L TOD BENEFICIARIES ON FILE PLEDGED TO ML LENDER Address: Chattanooga, Tennessee, 37402 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/26/2026 Number of Hours: 4, Monthly Number of Hours during trading: 1, Monthly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-22 |
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