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David Joseph Stuto

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-10-13
TX RA APPROVED 2017-10-13
  • NJ RA
    APPROVED
    Since 2017-10-13
  • TX RA
    APPROVED
    Since 2017-10-13

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co Inc Morristown NJ 09/2008 10/2017
Morgan Stanley Smith Barney Morristown NJ 06/2009 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 10/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-25
  • S66 Uniform Combined State Law Examination
    2007-05-25
Other Names
  • David J Stuto
  • David Joseph Stuto
  • David Stuto

View on SEC IAPD

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PARADIGM WEALTH ADVISORY LLC · BRIDGEWATER, NJ
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bridgewater, NJ
HORNOR, TOWNSEND & KENT, LLC · SOMERVILLE, NJ
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · SOMERVILLE, NJ
LPL FINANCIAL LLC · SOMERVILLE, NJ

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