Daniel Wayne Peters

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-02-21
TX	RA	APPROVED_RES	2017-05-05
AZ	RA	APPROVED	2016-04-19
CA	RA	APPROVED	2014-05-28

FL RA
APPROVED

Since 2019-02-21
TX RA
APPROVED_RES

Since 2017-05-05
AZ RA
APPROVED

Since 2016-04-19
CA RA
APPROVED

Since 2014-05-28

Branch Locations

14648 N Scottsdale Rd Ste 175, Scottsdale, AZ 85254 • United States

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W Baird & Co.	Scottsdale	AZ	09/2008	Present

09/2008 → Present

Robert W Baird & Co.

Scottsdale, AZ

Previous Registrations

1998-03-05 → 2005-01-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Scottsdale, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-27

S66 Uniform Combined State Law Examination

2014-05-27

Other Names

Dan Wayne Peters
Dan Peters
Daniel W Peters
Dan Peters
Daniel Wayne Peters

View on SEC IAPD