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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-16 |
Branch Locations
1513 Iyannough Rd 1St Fl Ste 3, Hyannis, MA 02601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hyannis | MA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hyannis | MA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; NAPLES, FL; 100% OWNERSHIP; START: 1/1/2025; 1 HOUR A MONTH; 0 HOURS DURING TRADING; RESIDENTIAL RENTAL PROPERTY. POWER OF ATTORNEY FOR MOTHER; INV RELATED; HYANNIS, MA; START: 11/04/2024; 1 HOUR A MONTH; LESS THAN 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-01-27 |
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