Martin Chris Gruner

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 02/2024
  Morgan Stanley
  Chicago, IL
• 01/2015 → 02/2024
  Morgan Stanley Private Bank, National Association
  New York, NY
• 02/2024 → Present
  Raymond James & Associates, Inc
  Deerfield, IL
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2013-11-01 → 2024-03-05
  Morgan Stanley
  Chicago, IL
  Wilmette, IL
• 2008-01-01 → 2013-11-04
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 2001-10-15 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Chicago, IL
  San Francisco, CA
  St. Louis, MO
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-05
• S63 Uniform Securities Agent State Law Examination
  1998-03-04

Other Names

• Martin C Gruner