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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-03 |
| CA | RA | APPROVED | 2021-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Carmel | CA | 05/2012 | 11/2021 |
| Wells Fargo Advisors Financial Network, Llc | San Jose | CA | 11/2021 | Present |
RENTAL PROPERTY; INV. RELATED; GILROY,CA; 100% OWNERSHIP; START 1/1/1998; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER. KORNERSTONE LLC, INV RELATED, GILROY, CA, 100% OWNERSHIP WITH SPOUSE, START 1/15/2016, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, ESTATE PLANNING. DAMON FOCARACCI CONSULTING, NOT INV RELATED, GILROY, CA, 100% OWNERSHIP, START 9/1/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, BUSINESS AND DEVELOPMENT CONSULTING. TBD; NOT INV RELATED; MORGAN HILL, CA; PERSONAL DEVELOPMENT; START DATE: 04/01/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING; AUTHORSHIP OF A BOOK - TBD; NOT INV RELATED;SAN JOSE,CA; PLANNING BOOK; START DATE: 07/01/2026; 5 HRS PER MONTH; - HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-02-05 |
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