Samir Joseph Abraham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 1999-11-24 → 2003-01-07
  Equitable Advisors, Llc
  North Brook, IL

Other Businesses

1. 12/23/2002 - NON-VARIABLE INSURANCE - HEALTH, DISABILITY, FIXED INSURANCE - GLENVIEW, IL. 2. 09/09/2003 - ABRAHAM FINANCIAL GROUP - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 4/15/2009 - OTHER-PROPERTY CAUALTY - BYRNE BYRNE, INC. - I HAVE A P&C LICENSE AND OCCASIONALLY I REFFER AND PROPERTY AND CASUALTY BUSINESS TO A LONG TIME FRIEND THAT SPECIALIZES IN PROPERTY AND CASUALTY BUSINESS. THEY SHARE THE COMMISSION WITH ME AT 25%. I RECEIVED ABOUT $2000 PER YEAR FROM THIS. - TIME SPENT 1% - GLENVIEW, IL. 4. 08/04/2014 - NOTARY PUBLIC - NOT INV REL - 2640 Patriot Blvd., Suite 220, Glenview, IL 60026 - START 01/01/2012 - NOTARY - GLENVIEW, IL. 5. 2/27/2019 - Samir Abraham - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - 1 Hours Per Month During Securities Trading - Started 02/01/2019 - PROBATE bonds. 6. 2/27/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/01/2019 - 0 Hours Per Month - ERISA bonds. 7. 3/3/2020 - Shots With Samir - Not Investment Related - 301 West Grand Avenue, Unit 520, Chicago, IL 60654 - Other-Business Owner - 5 Hours Per Month/0 Hours During Securities Trading - Photography. 8. 10/8/2020 - JAM Yachts, LLC - Not Investment Related - Home Based - Other-Business Owner - Started 09/17/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Form an LLC with 2 friends to share the expense of buying a boat. 9) 05/05/2025 - SAK Real Estate Investment Group, LLC - Investment Related - Mortgage/Real Estate Services - Home based - Start Date:04/17/2009 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-01
• S63 Uniform Securities Agent State Law Examination
  1997-11-25

Other Names

• Samir Abraham