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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-10-06 |
| TX | RA | APPROVED_RES | 2017-09-29 |
| CA | RA | APPROVED | 2017-09-28 |
Branch Locations
1331 N California Blvd, Walnut Creek, CA 94596 • United States
900 Tahoe Blvd, Incline Village, NV 89451 • United States
Alamo, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Inc. | San Francisco | CA | 03/2009 | 09/2017 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 10/2010 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 09/2017 | Present |
| Bank Of America, N.A. | Menlo Park | CA | 12/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-30 |
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