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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-08
NC RA APPROVED 2021-02-17
  • TX RA
    APPROVED
    Since 2023-08-08
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

6869 Fairview Rd, Charlotte, NC 28210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investments Charlotte NC 08/2007 01/2018
Bb&T Securities, Llc Charlotte NC 01/2018 02/2021
Truist Investment Services, Inc. Harrisburg NC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 08/2007 → 01/2018
    Bb&T Investments
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Charlotte, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Harrisburg, NC
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Matthews, NC
    Harrisburg, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Richmond, VA
  • 2007-08-21 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
    Warrenton, VA
    Charlotte, NC
    Warrenton, VA
    Bealeton, VA
    Indian Trail, NC
    Charlotte, NC
    Charlotte, NC
    Pineville, NC
    Indian Trail, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 1998-02-05 → 2007-08-27
    Winchester, VA
Other Businesses

TIBERIUS ACQUISITIONS, LLC. POSITION: Manager NATURE: To create an LLC for the business activities of representatives' teenage children. Business activities include: mechanic's services, handyman services, pickup truck and trailer hauling services, auto restoration, classic car acquisition, restoration, and resale, landscaping, painting, metal recycling. The kids will also conduct an Amazon seller business. All activities will flow through the LLC for bookkeeping and insurance purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2021 ADDRESS: Marvin NC, United States DESCRIPTION: Maintain the accounting and administration of the LLC, acquire insurance, provide advice to my teenage children who are conducting their part-time jobs through the LLC for liability purposes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-23
S65 Uniform Investment Adviser Law Examination 1997-12-23
  • S63 Uniform Securities Agent State Law Examination
    1997-12-23
  • S65 Uniform Investment Adviser Law Examination
    1997-12-23
Designations

View on SEC IAPD

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