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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-12-02
LA RA APPROVED 2024-11-19
DE RA APPROVED 2024-11-14
OR RA APPROVED 2024-11-13
MD RA APPROVED 2024-11-12
MT RA APPROVED 2024-11-12
NE RA APPROVED 2024-11-12
NY RA APPROVED 2024-11-12
OK RA APPROVED 2024-11-12
RI RA APPROVED 2024-11-12
WV RA APPROVED 2024-11-12
CT RA APPROVED 2024-11-08
GA RA APPROVED 2024-11-08
HI RA APPROVED 2024-11-08
ME RA APPROVED 2024-11-08
MS RA APPROVED 2024-11-08
NH RA APPROVED 2024-11-08
NJ RA APPROVED 2024-11-08
NC RA APPROVED 2024-11-08
PA RA APPROVED 2024-11-08
SC RA APPROVED 2024-11-08
SD RA APPROVED 2024-11-08
VT RA APPROVED 2024-11-08
VA RA APPROVED 2024-11-08
WY RA APPROVED 2024-11-08
KY RA APPROVED 2024-05-03
ID RA APPROVED 2023-10-20
AK RA APPROVED 2022-12-19
WA RA APPROVED 2022-10-28
AL RA APPROVED 2022-05-18
FL RA APPROVED 2022-03-17
AR RA APPROVED 2022-02-01
KS RA APPROVED 2022-02-01
MO RA APPROVED 2022-02-01
CA RA APPROVED 2022-01-26
IA RA APPROVED 2022-01-24
IL RA APPROVED 2019-12-10
ND RA APPROVED 2019-11-25
MI RA APPROVED 2019-11-22
IN RA APPROVED 2019-11-21
MN RA APPROVED 2019-11-21
OH RA APPROVED 2019-11-20
NV RA APPROVED 2018-05-02
AZ RA APPROVED 2018-05-01
NM RA APPROVED 2018-04-30
UT RA APPROVED 2018-04-27
CO RA APPROVED 2018-04-26
TX RA APPROVED 2017-05-31
  • MA RA
    APPROVED
    Since 2024-12-02
  • LA RA
    APPROVED
    Since 2024-11-19
  • DE RA
    APPROVED
    Since 2024-11-14
  • OR RA
    APPROVED
    Since 2024-11-13
  • MD RA
    APPROVED
    Since 2024-11-12
  • MT RA
    APPROVED
    Since 2024-11-12
  • NE RA
    APPROVED
    Since 2024-11-12
  • NY RA
    APPROVED
    Since 2024-11-12
  • OK RA
    APPROVED
    Since 2024-11-12
  • RI RA
    APPROVED
    Since 2024-11-12
  • WV RA
    APPROVED
    Since 2024-11-12
  • CT RA
    APPROVED
    Since 2024-11-08
  • GA RA
    APPROVED
    Since 2024-11-08
  • HI RA
    APPROVED
    Since 2024-11-08
  • ME RA
    APPROVED
    Since 2024-11-08
  • MS RA
    APPROVED
    Since 2024-11-08
  • NH RA
    APPROVED
    Since 2024-11-08
  • NJ RA
    APPROVED
    Since 2024-11-08
  • NC RA
    APPROVED
    Since 2024-11-08
  • PA RA
    APPROVED
    Since 2024-11-08
  • SC RA
    APPROVED
    Since 2024-11-08
  • SD RA
    APPROVED
    Since 2024-11-08
  • VT RA
    APPROVED
    Since 2024-11-08
  • VA RA
    APPROVED
    Since 2024-11-08
  • WY RA
    APPROVED
    Since 2024-11-08
  • KY RA
    APPROVED
    Since 2024-05-03
  • ID RA
    APPROVED
    Since 2023-10-20
  • AK RA
    APPROVED
    Since 2022-12-19
  • WA RA
    APPROVED
    Since 2022-10-28
  • AL RA
    APPROVED
    Since 2022-05-18
  • FL RA
    APPROVED
    Since 2022-03-17
  • AR RA
    APPROVED
    Since 2022-02-01
  • KS RA
    APPROVED
    Since 2022-02-01
  • MO RA
    APPROVED
    Since 2022-02-01
  • CA RA
    APPROVED
    Since 2022-01-26
  • IA RA
    APPROVED
    Since 2022-01-24
  • IL RA
    APPROVED
    Since 2019-12-10
  • ND RA
    APPROVED
    Since 2019-11-25
  • MI RA
    APPROVED
    Since 2019-11-22
  • IN RA
    APPROVED
    Since 2019-11-21
  • MN RA
    APPROVED
    Since 2019-11-21
  • OH RA
    APPROVED
    Since 2019-11-20
  • NV RA
    APPROVED
    Since 2018-05-02
  • AZ RA
    APPROVED
    Since 2018-05-01
  • NM RA
    APPROVED
    Since 2018-04-30
  • UT RA
    APPROVED
    Since 2018-04-27
  • CO RA
    APPROVED
    Since 2018-04-26
  • TX RA
    APPROVED
    Since 2017-05-31

Branch Locations

Round Rock, TX • United States

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sun Life Financial Distributors, Inc. Boston MA 02/2012 03/2017
Valic Financial Advisors, Inc. Houston TX 04/2017 Present
Agia Houston TX 12/2022 Present
  • 02/2012 → 03/2017
    Sun Life Financial Distributors, Inc.
    Boston, MA
  • 04/2017 → Present
    Houston, TX
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products UBER POSITION: DRIVER NATURE: DRIVING FOR UBER AROUND HOUSTON AIRPORTS ON NON WORK HOURS ON THE WEEKEND INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2024 ADDRESS: 1455 MARKET STREET, SAN FRANCISCO CA 94103, United States DESCRIPTION: DRIVER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-31
S63 Uniform Securities Agent State Law Examination 2017-04-26
  • S65 Uniform Investment Adviser Law Examination
    2017-05-31
  • S63 Uniform Securities Agent State Law Examination
    2017-04-26
Other Names
  • Gregory Ward Sanfacon

View on SEC IAPD

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