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Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2019-06-20
TX RA APPROVED 2019-06-20
  • ID RA
    APPROVED
    Since 2019-06-20
  • TX RA
    APPROVED
    Since 2019-06-20

Branch Locations

Kuna, ID • United States

8376 Davis Boulevard Suite 111, North Richland Hills, TX 76182 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc Merrimack NH 01/2004 05/2018
Anchor Private Planning Southlake ID 07/2018 01/2026
Advisory Services Network Atlanta GA 06/2019 Present
Anchor Private Planning North Richland Hills TX 01/2026 Present
  • 01/2004 → 05/2018
    Fidelity Brokerage Services, Inc
    Merrimack, NH
  • 07/2018 → 01/2026
    Anchor Private Planning
    Southlake, ID
  • 06/2019 → Present
    Atlanta, GA
  • 01/2026 → Present
    Anchor Private Planning
    North Richland Hills, TX
Previous Registrations
  • 2004-08-20 → 2018-06-09
    Westlake, TX
  • 2006-08-07 → 2007-03-28
    Fidelity Personal Trust Company, Fsb
    Westlake, TX
  • 2005-04-27 → 2006-02-02
    Fidelity Personal Trust Company, Fsb
    Merrimack, NH
Other Businesses

RESOLUTE, INC.: PRESIDENT, OWNER SINCE 06/2018; SERVICE COMPANY FOR BUSINESS TAX, INCOME FOR WAGES AND EXPENSES. TIME SPENT 10 HOURS PER MONTH, NONE DURING TRADING HOURS. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-05
S63 Uniform Securities Agent State Law Examination 1998-03-20
  • S66 Uniform Combined State Law Examination
    2004-08-05
  • S63 Uniform Securities Agent State Law Examination
    1998-03-20
Designations
  • Certified Financial Planner
Other Names
  • Warren
  • Jan E Warren

View on SEC IAPD

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