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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-01
  • SC RA
    APPROVED
    Since 2025-01-01

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Harrisburg, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc/Rep Fort Mill SC 05/2007 03/2018
Stratos Wealth Partners, Ltd. Charlotte NC 02/2013 03/2018
Lpl Financial/Employee Fort Mill SC 03/2018 Present
  • 05/2007 → 03/2018
    Lpl Financial, Llc/Rep
    Fort Mill, SC
  • 02/2013 → 03/2018
    Charlotte, NC
  • 03/2018 → Present
    Lpl Financial/Employee
    Fort Mill, SC
Previous Registrations
  • 2013-02-08 → 2018-03-30
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 2008-10-22 → 2011-12-31
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 2006-09-19 → 2007-04-05
    Osaic Fs, Inc.
    Winston Salem, NC
    Concord, NH
    Concord, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-02
S63 Uniform Securities Agent State Law Examination 1998-01-26
  • S66 Uniform Combined State Law Examination
    2006-02-02
  • S63 Uniform Securities Agent State Law Examination
    1998-01-26
Other Names
  • Peter M Jawdizik

View on SEC IAPD

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