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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
2501-A Plantation Center Drive, Matthews, NC 28105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Matthews | NC | 10/1999 | 11/2024 |
| Prudential Insurance Company Of America | Matthews | NC | 10/1999 | Present |
| Lpl Enterprise, Llc | Matthews | NC | 11/2024 | Present |
1) 11/14/2024-Brace YMCA-Member of Board of Managers for local YMVA-Non-Profit Board Member-Not Inv Related-At Matthews, NC- Start date 11/01/2000-8hrs/mth-4hrs/mth during trading 2) 11/14/2024-Kemble Financial-Owner/Manager of Kemble Financial LLC-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 06/01/2002-150hrs/mth-130hrs/mth during trading 3)11/14/2024-Wisteria Properties LLC-Member-Manager-Real Estate Rental-Inv Related-At Matthews, NC-Start date 06/24/2002-4hrs/mth-2hrs/mth during trading 4)11/14/2025-Krocus Properties LLC-Member-Real Estate Rental-Inv Related-At Charlotte, NC-Start date 03/01/2023-1hrs/mth-1hrs/mth during trading 5)02/24/2025-Kemble Financial LLC-Licensed Marketing Assistant-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 12/23/2024-160hrs/mth-130hrs/mth during trading 6) 08/08/2025-Owners Association of Plantation Office Park-Board of Directors-Non-Profit Board Member-Not inv related-At Matthews, NC-Start date 05/08/2025-1hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-28 |
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