Thomas Kyle Provins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-05-19
TX	RA	APPROVED_RES	2013-03-04
VA	RA	APPROVED	2007-11-01

PA RA
APPROVED

Since 2015-05-19
TX RA
APPROVED_RES

Since 2013-03-04
VA RA
APPROVED

Since 2007-11-01

Branch Locations

380 Southpointe Blvd Ste 300, Canonsburg, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Pittsburgh	PA	10/2007	Present

10/2007 → Present

Lpl Financial Llc

Pittsburgh, PA

Previous Registrations

2003-11-26 → 2007-10-29

Ameriprise Financial Services, Llc

Pittsburgh, PA

Mt Lebanon, PA

Other Businesses

1. 06/12/2015 - CARDIFF, PROVINS & ANGEL WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START DATE: 06/10/2015 - 180 Hours Per Month/130 Hours During Securities Trading. 2. 04/05/2024 - Mount Lebanon (municipality) Financial Advisory Board - Non-Inv related - Pittsburgh, PA - Non-Profit Board Member - Started: 4/11/2024 - 2 Hrs/Mo; 0 Hr During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-11-25
S63	Uniform Securities Agent State Law Examination	1998-01-09

S66 Uniform Combined State Law Examination

2003-11-25
S63 Uniform Securities Agent State Law Examination

1998-01-09

View on SEC IAPD