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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| NC | RA | APPROVED | 2009-06-01 |
| VA | RA | APPROVED | 2009-06-01 |
Branch Locations
1111 Military Cutoff Road, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Wilmington | NC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*540200 - Cape Fear Club; Investment related No; Wilmington, North Carolina; Private Club; Vice-President (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 2; After business hours: 0; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-10 |
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