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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-07-26 |
| TX | RA | APPROVED_RES | 2019-07-23 |
Branch Locations
25 Mountainview Blvd, Basking Ridge, NJ 07920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | Princeton | NJ | 11/1997 | 06/2019 |
| Jpmorgan Chase Bank, N.A. | Somerset | NJ | 06/2019 | Present |
| Jp Morgan Securities, Llc | Somerset | NJ | 06/2019 | Present |
| Td Ameritrade Investment Management, Llc | Princeton | NJ | 04/2006 | 06/2019 |
| Td Ameritrade Services Co, Inc. | Princeton | NJ | 01/2006 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-09 |
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