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Current Employers
Hardworking Capital Advisors, Llc

34220 Gateway Drive Suite 120, Palm Desert, CA 92211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-04
CA RA APPROVED 2015-09-02
  • TX RA
    APPROVED_RES
    Since 2015-09-04
  • CA RA
    APPROVED
    Since 2015-09-02

Branch Locations

34220 Gateway Drive Suite 120, Palm Desert, CA 92211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities, Inc Manhattan Beach CA 03/2013 11/2017
Hardworking Capital Advisors, L.L.C. Palm Desert CA 08/2015 Present
Hardworking Capital Advisors, Llc Palm Desert CA 03/2013 Present
Cetera Advisor Networks Llc El Segundo CA 11/2017 02/2019
Emerson Equity Llc San Mateo CA 01/2019 Present
Previous Registrations
  • 2017-11-01 → 2019-02-18
    Cetera Wealth Services, Llc
    Palm Desert, CA
    Torrance, CA
  • 2014-04-29 → 2017-11-01
    Girard Securities, Inc.
    Manhattan Beach, CA
    Palm Desert, CA
    Torrance, CA
  • 2013-07-30 → 2015-11-10
    Manhattan Beach, CA
Other Businesses

1)-HARDWORKING CAPITAL ADVISORS LLC; INVESTMENT ADVISER; 100% OWNER; OFFICER; STARTED 07/2015. DBA HWC Holding Corp, S-Corp 10% time 100% owner. 34220 GATEWAY DR., STE. #120; PALM DESERT, CA 92211; REGISTERED INVESTMENT ADVISOR.160 HOURS PER MONTH, DURING MARKET HOURS; ROLE IS TO HELP MANAGE AND RUN DAY TO DAY OPERATIONS. 2)- LIFE INSURANCE-INVESTMENT RELATED, 34220 GATEWAY DRIVE, STE 120 PALM DESERT, CA 92270, LIFE INSURANCE AND INDEX ANNUITY SALES, AGENT, LIFE INSRUANCE IS A POTENTIAL SOLUTION SOME CLIENT IN THE OVERALL FINANCIAL PLANNING PROCESS AND WHEN THE SITUATION ARISES WE TRY TO HELP THE CLIENT SOLVE FOR THAT NEED, 8 HRS AMONTH, 2 HOURS A WEEK DURING SECURITIES TRADING HOURS, 07/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-08
S63 Uniform Securities Agent State Law Examination 1998-01-10
  • S66 Uniform Combined State Law Examination
    2013-04-08
  • S63 Uniform Securities Agent State Law Examination
    1998-01-10
Designations
Other Names
  • Mathew Alex Mellier
  • Matthew Alex Mellier

View on SEC IAPD

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