Mathew Alex Mellier

Employer firm

Hardworking Capital Advisors, LLC CRD 226760

$206M regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 11/2017
  Girard Securities, Inc
  Manhattan Beach, CA
• 08/2015 → Present
  Hardworking Capital Advisors, L.L.C.
  Palm Desert, CA
• 03/2013 → Present
  Hardworking Capital Advisors, Llc
  Palm Desert, CA
• 11/2017 → 02/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2019 → Present
  Emerson Equity Llc
  San Mateo, CA

Previous Registrations

• 2017-11-01 → 2019-02-18
  Cetera Wealth Services, Llc
  Palm Desert, CA
  Torrance, CA
• 2014-04-29 → 2017-11-01
  Girard Securities, Inc.
  Manhattan Beach, CA
  Palm Desert, CA
  Torrance, CA
• 2013-07-30 → 2015-11-10
  Mogul Wealth Management, Inc.
  Manhattan Beach, CA

Other Businesses

1)-HARDWORKING CAPITAL ADVISORS LLC; INVESTMENT ADVISER; 100% OWNER; OFFICER; STARTED 07/2015. DBA HWC Holding Corp, S-Corp 10% time 100% owner. 34220 GATEWAY DR., STE. #120; PALM DESERT, CA 92211; REGISTERED INVESTMENT ADVISOR.160 HOURS PER MONTH, DURING MARKET HOURS; ROLE IS TO HELP MANAGE AND RUN DAY TO DAY OPERATIONS. 2)- LIFE INSURANCE-INVESTMENT RELATED, 34220 GATEWAY DRIVE, STE 120 PALM DESERT, CA 92270, LIFE INSURANCE AND INDEX ANNUITY SALES, AGENT, LIFE INSRUANCE IS A POTENTIAL SOLUTION SOME CLIENT IN THE OVERALL FINANCIAL PLANNING PROCESS AND WHEN THE SITUATION ARISES WE TRY TO HELP THE CLIENT SOLVE FOR THAT NEED, 8 HRS AMONTH, 2 HOURS A WEEK DURING SECURITIES TRADING HOURS, 07/2021

Exams

• S66 Uniform Combined State Law Examination
  2013-04-08
• S63 Uniform Securities Agent State Law Examination
  1998-01-10

Designations

• Certified Financial Planner

Other Names

• Mathew Alex Mellier
• Matthew Alex Mellier