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Michael Francis Mcgrath

Wells Fargo Clearing Services, LLC

Pleasanton, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-25
CA RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2018-01-25
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

4309 Hacienda Drive Ste 300, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pleasanton CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pleasanton CA 11/2016 Present
Previous Registrations
  • 2001-03-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Pleasanton, CA
    Pleasanton, CA
Other Businesses

TRUSTEE OF COUSIN'S FAMILY TRUST; INV. RELATED; RANCHO CUCAMONGA, CA; START DATE 11/10/2021; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-15
  • S63 Uniform Securities Agent State Law Examination
    1998-01-15
Designations
Other Names
  • Mike Mcgrath

View on SEC IAPD

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