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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED | 2019-09-13 |
Branch Locations
240 Redtail Dr Ste 14, Orchard Park, NY 14127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Orchard Park | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Orchard Park | NY | 11/2016 | 09/2019 |
| Wells Fargo Advisors Financial Network, Llc | Orchard Park | NY | 09/2019 | Present |
EXECUTOR FOR GRANDMOTHER-IN-LAW'S ESTATE; INV. RELATED; NY; START DATE 3/29/2016; 5 HRS PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE OF TRUST FBO DAUGHTER; INV. RELATED; ORCHARD PARK, NY; START DATE 5/2018; 1 HR PER MONTH; 1 HR DURING TRADING. CO-TRUSTEE OF TRUST FBO MOTHER-IN-LAW; INV. RELATED; ORCHARD PARK, NY; START DATE 5/2018; 1 HR PER MONTH; 1 HR DURING TRADING. WINTERHALTER WEALTH MANAGEMENT, INC.; INVESTMENT RELATED; ORCHARD PARK,NY; 100% OWNERSHIP; START DATE 03/18/2019; NUMBER OF HOURS PER MONTH 16; NUMBER OF HOURS DURING TRADING 4; MANAGING PRINCIPAL. ORCHARD PARK RECRATION COMMISSION; NOT INV. RELATED; ORCHARD PARK, NY; COMMISSION MEMBER; START DATE 9/2012; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES SUPPORT TOWN OF ORCHARD PARK RECREATION DEPARTMENT IN OVERSIGHT AND SUPPPORT OF TOWN RECREATION ACTIVITIES AND FACILITIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-01-16 |
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