Christopher Ernest Noviello

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
  State College, PA
• 01/2012 → Present
  Noviello Financial Group, Inc
  Bridgewater, NJ
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-11-18 → 2013-09-03
  Walnut Street Securities, Inc.
  Bridgewater, NJ
  Bridgewater, NJ
• 2011-09-20 → 2012-03-16
  Noviello Financial Group, Inc.
  Bridgewater, NJ

Other Businesses

(1) INDEPENDENT INSURANCE AGENT, NOVIELLO FINANCIAL GROUP INC, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, GROUP BENEFITS, EXCESS LIABILITY INSURANCE PLAN, BEGAN 02/2000, 1HR/WKDY; (2) NOVIELLO CONSULTING SERVICES, ENROLLED AGENT, TAX PREPARER, TAX PLANNING AND PREPARATION SERVICES FOR OUR CLIENTS, BEGAN 02/2000, 8 HRS/WEEKDAY AND 1 EVENING/WEEKEND; (3) VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 02/2012, 47HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; (4) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUSTS FOR FAMILY MEMBERS START DATE: 9/2004 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: TRUSTEE BRIEF DESCRIPTION OF DUTIES: PROCESS SUPPORT, INSURANCE OVERSIGHT, & ANNUITY PAYMENTS (5) NAME OF OTHER BUSINESS: GRASSROOTS CONSERVATION ; INVESTMENT RELATED: NO ; ADDRESS: 55 TOTTEN DR, BRIDGEWATER, NJ 08807 NATURE OF BUSINESS: NON-PROFIT START DATE: 08/2020 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: HELP GENERATE IDEAS AND PROCESSED TO GROW THE CHARITY ;

Exams

• S66 Uniform Combined State Law Examination
  2002-11-21
• S63 Uniform Securities Agent State Law Examination
  1998-02-17

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Chris Noviello