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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-19
CO RA APPROVED 2024-09-25
CT RA APPROVED 2022-10-04
FL RA APPROVED 2022-03-21
  • TX RA
    APPROVED_RES
    Since 2026-03-19
  • CO RA
    APPROVED
    Since 2024-09-25
  • CT RA
    APPROVED
    Since 2022-10-04
  • FL RA
    APPROVED
    Since 2022-03-21

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. St. Petersburg FL 01/1999 12/2021
Raymond James & Associates, Inc. St. Louis MO 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-17
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    1999-09-17
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12

View on SEC IAPD

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