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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Jenkintown | PA | 05/2016 | 08/2017 |
| Janney Montgomery Scott Inc. | Philadelphia | PA | 01/2019 | Present |
| The Aranda Group | Jenkintown | PA | 08/2017 | 01/2019 |
Pineneedle LLC (Single member LLC - not investment related) 4275 County Line Rd Suite 20, PMB 216 Chalfont, PA 18914 Retail and online arbitrage specializing in media entertainment (Compact Discs, Vinyl Records, DVDs, Blu-Ray) and electronics. Start date: 10/01/2018 Time devoted: 24 hours a month - none during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-17 |
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