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Edward Moffitt

Morgan Stanley

Middleton, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-09
CT RA APPROVED 2025-10-24
  • TX RA
    APPROVED
    Since 2026-01-09
  • CT RA
    APPROVED
    Since 2025-10-24

Branch Locations

35 Village Road Suite 601, Middleton, MA 01949 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Beverly MA 07/2013 11/2016
Wells Fargo Clearing Services, Llc Beverly MA 11/2016 10/2025
Morgan Stanley Smith Barney Llc Middleton MA 10/2025 Present
Morgan Stanley Private Bank, N.A New York NY 12/2025 Present
  • 07/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Beverly, MA
  • 11/2016 → 10/2025
    Wells Fargo Clearing Services, Llc
    Beverly, MA
  • 10/2025 → Present
    Morgan Stanley Smith Barney Llc
    Middleton, MA
  • 12/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-12-29
  • S66 Uniform Combined State Law Examination
    1997-12-29
Designations
Other Names
  • Edward J Moffitt
  • Edward Joseph Moffitt

View on SEC IAPD

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VITALE & CAPUTO WEALTH MANAGEMENT LLC · MIDDLETON, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, MA
PARK AVENUE SECURITIES LLC · MIDDLETON, MA
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