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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
FL RA APPROVED 2012-10-01
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • FL RA
    APPROVED
    Since 2012-10-01
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

1747 Bruce B Downs Blvd, Wesley Chapel, FL 33544 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Wesley Chapel FL 10/2012 Present
Jpmorgan Chase Bank, N.A. Wesley Chapel FL 10/2012 Present
  • 10/2012 → Present
    Wesley Chapel, FL
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Wesley Chapel, FL
Previous Registrations
  • 2008-03-14 → 2012-10-01
    Chase Investment Services Corp.
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
    Manlius, NY
    Syracuse, NY
    Dewitt, NY
    Lutz, FL
    Wesley Chapel, FL
    Land O Lakes, FL
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-28
S63 Uniform Securities Agent State Law Examination 1998-01-15
  • S65 Uniform Investment Adviser Law Examination
    1998-01-28
  • S63 Uniform Securities Agent State Law Examination
    1998-01-15
Designations
Other Names
  • Robert Anthony Nicoletti

View on SEC IAPD

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