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Irene Frances Apgar

Ubs Financial Services Inc.

Weehawken, NJ

Winston-Salem, NC

CRD 2976222

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-04-26
NC RA APPROVED 2003-12-11
  • TX RA
    APPROVED
    Since 2004-04-26
  • NC RA
    APPROVED
    Since 2003-12-11

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

380 Knollwood Street, Winston-Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Greensboro NC 08/2005 Present
Ubs Financial Services Inc. Greensboro NC 06/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-10
S63 Uniform Securities Agent State Law Examination 1998-10-30
  • S66 Uniform Combined State Law Examination
    2003-12-10
  • S63 Uniform Securities Agent State Law Examination
    1998-10-30

View on SEC IAPD

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