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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-04-28 |
| OK | RA | APPROVED | 2022-07-14 |
| TX | RA | APPROVED | 2022-07-14 |
Branch Locations
Landmark Center 1111 North Shore Dr Ste N-160, Knoxville, TN 37919 • United States
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
8 Sheridan Square Suite 300, Kingsport, TN 37660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Tulsa | OK | 06/2004 | 11/2021 |
| Lance Franczyk | Tulsa | OK | 11/2021 | 06/2022 |
| Northwestern Mutual Investment Services Llc | Tulsa | OK | 11/2021 | 06/2022 |
| Morgan Stanley | Knoxville | TN | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-17 |
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