Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-01
TX RA APPROVED_RES 2018-06-05
NJ RA APPROVED 2006-11-01
  • FL RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2018-06-05
  • NJ RA
    APPROVED
    Since 2006-11-01

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New Milford NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc New Milford NJ 11/2016 Present
Previous Registrations
  • 2004-10-20 → 2006-11-03
    Banc Of America Investment Services, Inc.
    Bergenfield, NJ
    Bergenfield, NJ
    Fort Lee, NJ
  • 2002-11-21 → 2004-10-20
    Quick & Reilly, Inc.
    Bergenfield, NJ
Other Businesses

ON LINE GEMSTONE & JEWELRY SALES, NOT INV RELATED, NAPLES, FL, ON LINE SALES, START: 3/2014, 4 HOURS PER MONTH/0 DURING TRADING. RENTAL PROPERTY, INV RELATED, NAPLES, FL, 100% OWNERSHIP, START 2/10/2018, 3 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-24
S63 Uniform Securities Agent State Law Examination 1998-06-11
  • S65 Uniform Investment Adviser Law Examination
    1998-11-24
  • S63 Uniform Securities Agent State Law Examination
    1998-06-11
Other Names
  • Tony Palumbo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Paramus, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor