John Stephen Guyet

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2019
  Lazard Asset Management Securities Llc
  New York, NY
• 06/2015 → 09/2019
  Lazard Asset Management Llc
  New York, NY
• 07/2021 → 03/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chester, NJ
• 09/2019 → 06/2021
  Unemployed
  Bernardsville, NJ
• 09/2021 → 03/2026
  Bank Of America, N.A.
  Chester, NJ
• 03/2026 → Present
  Lpl Financial Llc
  Bernardsville, NJ

Previous Registrations

• 2021-08-27 → 2026-03-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chester, NJ
• 2011-09-01 → 2015-06-22
  Nuveen Asset Management, Llc
  Chicago, IL
• 2007-07-16 → 2011-09-01
  Nuveen Fund Advisors, Llc
  Chicago, IL
• 2002-08-01 → 2007-04-16
  Lord, Abbett & Co. Llc
  Jersey City, NJ
  Jersey City, NJ

Other Businesses

1) 03/2026 - Highland Partners Financial Services, Inc - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 3/4/2026 2) 03/2026 - 1864 Hall LLC - Business Entity For Tax/Investment Purposes Only - Investment related - Westfield NJ 07090 - 00 Hrs/Mth - 00 Hrs During Trading - OBA start date: 08/07/2024

Exams

• S66 Uniform Combined State Law Examination
  2021-08-05