William Robert Gese

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-07-27
MN	RA	APPROVED	2016-04-18

TX RA
APPROVED_RES

Since 2023-07-27
MN RA
APPROVED

Since 2016-04-18

Branch Locations

505 Waterford Park Highway 169 N, Suite 1100, Plymouth, MN 55441 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Minneapolis, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Kestra Advisory Services, Llc	Plymouth	MN	04/2016	Present
Kestra Investment Services, Llc	Plymouth	MN	11/2005	Present

04/2016 → Present

Kestra Advisory Services, Llc

Plymouth, MN
11/2005 → Present

Kestra Investment Services, Llc

Plymouth, MN

Other Businesses

Business Name: The KNW Group Investment Related: Yes Address: 4350 Baker Rd. Ste. 250 Minnetonka MN 55343 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Employee Start Date: 10/30/2005 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Work with clients to help them reach financial goalsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: NFP Investment Related: Yes Address: 505 Highway 169 N, Suite 1100 Plymouth MN 55441 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Planner, Wealth Manager, Financial Wellness Advocate Start Date: 1/1/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Develop financial plans for clients to help them reach financial goals. Make investment recommendations and monitor them.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-05-05

S66 Uniform Combined State Law Examination

1998-05-05

Other Names

Billy Gese

View on SEC IAPD