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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-05-01 |
| KY | RA | APPROVED | 2017-03-28 |
Branch Locations
Louisville, KY • United States
115 S. Sherrin Avenue Suite 1, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Louisville | KY | 02/2013 | 03/2017 |
| Mlb-Major League Baseball | New York | NY | 09/2013 | 04/2023 |
| Raymond James Financial Services, Inc. | Louisville | KY | 03/2017 | Present |
| Raymond James Financial Services Advisors, Inc. | Loiusville | KY | 03/2017 | Present |
(1)Name of Business: Henry Hensley & Associates, Inc. Address: 115 S Sherrin Ave Ste 1, Louisville, KY, 40207, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 03/24/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: work with clients on achieving their financial goals. Provide full service for all financial needs.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-01-22 |
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