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Kevin Duane Mayo

Falcon Wealth Planning, Inc.

Ontario, CA

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Current Employers
Falcon Wealth Planning, Inc.

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-17
TX RA APPROVED 2020-02-13
  • CA RA
    APPROVED
    Since 2025-11-17
  • TX RA
    APPROVED
    Since 2020-02-13

Branch Locations

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Indian Wells CA 01/2015 01/2020
Bank Of The West Indian Wells CA 01/2015 Present
Falcon Wealth Planning Ontario 01/2020 Present
Falcon Wealth Planning, Inc. Ontario 01/2020 Present
  • 01/2015 → 01/2020
    Bancwest Investment Services
    Indian Wells, CA
  • 01/2015 → Present
    Bank Of The West
    Indian Wells, CA
  • 01/2020 → Present
    Falcon Wealth Planning
    Ontario
  • 01/2020 → Present
    Falcon Wealth Planning, Inc.
    Ontario
Previous Registrations
  • 2015-01-30 → 2020-01-21
    Bancwest Investment Services, Inc.
    Indian Wells, CA
    Los Angeles, CA
    Indian Wells, CA
    San Francisco, CA
    Newport Beach, CA
  • 2003-07-31 → 2015-01-26
    Td Ameritrade, Inc.
    Indian Wells, CA
    Upland, CA
    Orange, CA
    Upland, CA
  • 2006-04-25 → 2015-01-26
    Td Ameritrade Investment Management, Llc
    Rancho Cucamonga, CA
    Indian Wells, CA
    Rancho Cucamonga, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-22
S63 Uniform Securities Agent State Law Examination 1998-01-26
  • S66 Uniform Combined State Law Examination
    2003-07-22
  • S63 Uniform Securities Agent State Law Examination
    1998-01-26
Designations

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ONTARIO, CA
TRINITY FINANCIAL PARTNERS · ONTARIO, CA
OSAIC WEALTH, INC. · ONTARIO, CA
WELLS FARGO CLEARING SERVICES, LLC · ONTARIO, CA
NEWEDGE ADVISORS · Ontario, CA
LPL FINANCIAL LLC · RANCHO CUCAMONGA, CA
U.S. BANCORP ADVISORS, LLC · Rancho Cucamonga, CA
LPL FINANCIAL LLC · ONTARIO, CA

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